C.M. Capital Corporation (referred to as “C.M. Capital”) maintains physical, electronic, and procedural safeguards that comply with federal standards to protect its clients’ nonpublic personal information (“information”). Through this policy and its underlying procedures, C.M. Capital attempts to secure the confidentiality of customer records and information and protect against anticipated threats or hazards to the security or integrity of customer records and information.

It is the policy of C.M. Capital to restrict access to all current and former clients’ information (i.e., information and records pertaining to personal background, investment objectives, financial situation, tax information/returns, investment holdings, account numbers, account balances, etc.) to those employees and affiliated/nonaffiliated entities who need to know that information in order to provide products or services in furtherance of the client’s engagement of C.M. Capital. In that regard, C.M. Capital may disclose the client’s information: (1) As necessary to provide the service that the client has requested or authorized, or to maintain and service the client’s account; (2) As required by regulatory authorities or law enforcement officials who have jurisdiction over C.M. Capital Advisors, LLC, or as otherwise required by any applicable law; and (3) To the extent reasonably necessary to prevent fraud and unauthorized transactions.

C.M. Capital permits only authorized employees and affiliates who have signed a copy of C.M. Capital’s confidentiality agreement to have access to client information. Employees violating C.M. Capital’s Privacy Policy will be subject to C.M. Capital’s disciplinary process.

Should you have any questions regarding the above, please contact our
Chief Compliance Officer at 650-326-6480.

Terms & Conditions

C.M. Capital Corporation (referred to as “C.M. Capital”) maintains physical, electronic, and procedural safeguards that comply with federal standards to protect its clients’ nonpublic personal information (“information”). Through this policy and its underlying procedures, C.M. Capital attempts to secure the confidentiality of customer records and information and protect against anticipated threats or hazards to the security or integrity of customer records and information.

It is the policy of C.M. Capital to restrict access to all current and former clients’ information (i.e., information and records pertaining to personal background, investment objectives, financial situation, tax information/returns, investment holdings, account numbers, account balances, etc.) to those employees and affiliated/nonaffiliated entities who need to know that information in order to provide products or services in furtherance of the client’s engagement of C.M. Capital. In that regard, C.M. Capital may disclose the client’s information: (1) As necessary to provide the service that the client has requested or authorized, or to maintain and service the client’s account; (2) As required by regulatory authorities or law enforcement officials who have jurisdiction over C.M. Capital Advisors, LLC, or as otherwise required by any applicable law; and (3) To the extent reasonably necessary to prevent fraud and unauthorized transactions.

C.M. Capital permits only authorized employees and affiliates who have signed a copy of C.M. Capital’s confidentiality agreement to have access to client information. Employees violating C.M. Capital’s Privacy Policy will be subject to C.M. Capital’s disciplinary process.

Should you have any questions regarding the above, please contact our
Chief Compliance Officer at 650-326-6480.